“Investors are requested to note that Stock broker Ridhi Share Brokers Private Limited is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker Ridhi Share Brokers Private Limited is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker.”

 

Name	Bank Account No.	Bank Address	IFSC Code	MICR
Ridhi Share Brokers Private Limited – USCNB Account	00540340003721	D-54, SIDDI VINAYAK ASHOK MARG C SCHME , JAIPUR- 302001	HDFC0000054	302240002

Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
4. Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. Continuation Sheet.
5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

………. Issued in the interest of Investors”

 

Attention Investors

Prevent unauthorised transactions in your account –> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors.

Ridhi Share Broker is a Certified Stock Broking Firm with complete infrastructure of broking services. We started rendering our services in August 2008 & since then, we have crossed various milestones.The Foundation wall was built upon by Mr. Sandeep Sharma, a young budding engineer in August 2008.

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RISK DISCLOSURES ON DERIVATIVES

• 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.
• On an average, loss makers registered net trading loss close to ₹ 50,000.
• Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
• Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.

Source:

1. SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.

Basic details of the SB such as registration number, registered

address of Head Office and branches if any –

 

Stock Broker Name	Registration Number	Registered Address	Branch Address (if any)	Contact Number	Email id
RIDHI SHARE BROKERS PRIVATE LIMITED	INZ000285935	A-40 A R J TOWER BAJAJ NAGAR JAIPUR – 302015	NA	0141 – 2711604, 0141 – 2711602,  9929977713	rsbpl72@yahoo.co.in

  

Escalation Matrix:
Details of	Contact Person	Address	Contact No.	Email Id
Customer care	Niranjan Sharma	A-40A, Opp. Gandhinagar Railway Station, Bajaj Nagar, Jaipur, Rajasthan – 302015	9001793535	Rsbpl72@yahoo.co.in
Head of Customer care	Niranjan Sharma	A-40A, Opp. Gandhinagar Railway Station, Bajaj Nagar, Jaipur, Rajasthan – 302015	9001793535	Rsbpl72@yahoo.co.in
Compliance Officer	Jatin Arora	A-40A, Opp. Gandhinagar Railway Station, Bajaj Nagar, Jaipur, Rajasthan – 302015	9929977713	Rsbpl72@yahoo.co.in
CEO	Budhi Prakash Sharma	A-40A, Opp. Gandhinagar Railway Station, Bajaj Nagar, Jaipur, Rajasthan – 302015	9929977701	Rsbpl72@yahoo.co.in

  

Names and contact details of all Key Managerial Personnel including the Compliance Officer-

 

Sr. No.	Name of the Individual	Designation	Mobile Number	Email Id
1	Mr. BUDHI PRAKASH SHARMA	Managing Director	9929977701	bpsharmajpr41@gmail.com
2	Mr. NUPUR SHARMA	Director	9929977707	sandysjpr@yahoo.in
3	Ms. RIDHI SHARMA	Director	9929111999	rsbpl72@yahoo.co.in
4	Mr. JATIN ARORA	Compliance Officer	9929977713	jatinarorajpr@gmail.com

  

Procedure for opening trading account with Ridhi Share Brokers Private Limited : –

1. RSBPL offer offline hard copy based trading account opening where client is required to approach our head office for account opening and provide PAN for verification with KRA.
2. In person verification of client and verification of mobile no. and email id is done by authorized official of RSBPL.
3. Client details are fetched from KRA as updated with the PAN provided by client
4. Client is required to either provide its consent for use of its existing KRA details for KYC purpose including records update with KRA and CKYC or provide new details as per its discretion.
5. Client is required to provide copy of PAN, proof of address, bank , financial as applicable for derivatives segment and documents applicable in case of non individual. Copies of documents submitted by client are verified with original.
6. KYC details of client are updated with exchange and back-office software of RSBPL and client is provided with a unique client code.
7. Client is provided with a copy of complete signed KYC form and all mandatory and non mandatory documents submitted by client at the time of account opening.
8. Client details are updated with KRA and CKYC as applicable.
9. When client details are verified by exchange and status of UCC is permitted to trade, welcome letter is sent to client registered email address containing details of client.

 

Procedure for filing a complaint with Ridhi Share Brokers Private Limited : –

1. Client may lodge a complaint with RSBPL by any of the following means: –

• Email on Investor grievance email id investorgrievences_rsbpl@yahoo.co.in
• Telephone to our head office 0141 – 2711604, 0141 – 2711602, 9929977713
• Post of hard copy of written complaint to our registered office address
• Visiting head office in person to register complaint

 

1. Client is provided with a unique Ticket Number on registration of complaint through all means, same is sent to client registered email id and mobile number.

 

1. Client may track status of its complaint by quoting Ticket No. through telephone or email to customer care , if dissatisfied with the response of customer care executive client may contact customer care head and thereafter compliance office and Chief Executive Officer of RSBPL.

 

1. RSBPL have internal deadline of 7 working days to resolve all complaints

 

ii.   Details of Authorized Persons

 

List Of Authorised Persons (AP)
Sr . N o	Authorized Person’s Name	Authorized Person Code (Exchange wise)	Constitut ion	Status	Registered Address				Terminal Details (Exchange Wise)
				(Approved / Cancelled)	Add	City	State	Pin code	Terminal Allotted (Y/N)	No. of Terminals
NIL

 

List of Authorized Persons (AP) Cancelled by Members on Account of Disciplinary Reasons
Sr. No.	Authorized Person’s Name	Status	Authorized Person Cancellation Details
			Date	Reason
NIL